Introduction
We are a private family-owned Minnesota corporation founded in 1985 providing boutique private-equity investment banking and related advisory services to certain securities issuers, portfolio managers and wealth management clients.
Our approach to client relationships stems in large part from our founder's four decades of experience in venture stage and follow-on private offerings of debt and equity, initial public offerings, PIPE (Private Investment in Public Entity), bridge financings and restructuring transactions.
We are registered as a broker-dealer with the U.S. Securities and Exchange Commission, and the states of California, Colorado and Minnesota.
Our experience and background contribute to our understanding of the unique professional service requirements inherent in micro and small-cap market transactions with an emphasis on issuers in emerging technology, health care, agriculture, financial services and certain closely held enterprises.